extract: 2026-03-26-anthropic-activating-asl3-protections (#1934)
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@ -125,20 +125,26 @@ METR's scaffold sensitivity finding (GPT-4o and o3 performing better under Vivar
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METR's methodology (RCT + 143 hours of screen recordings at ~10-second resolution) represents the most rigorous empirical design deployed for AI productivity research. The combination of randomized assignment, real tasks developers would normally work on, and granular behavioral decomposition sets a new standard for evaluation quality. This contrasts sharply with pre-deployment evaluations that lack real-world task context.
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### Additional Evidence (confirm)
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*Source: [[2026-03-25-metr-algorithmic-vs-holistic-evaluation-benchmark-inflation]] | Added: 2026-03-25*
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*Source: 2026-03-25-metr-algorithmic-vs-holistic-evaluation-benchmark-inflation | Added: 2026-03-25*
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METR, the primary producer of governance-relevant capability benchmarks, explicitly acknowledges their own time horizon metric (which uses algorithmic scoring) likely overstates operational autonomous capability. The 131-day doubling time for dangerous autonomy may reflect benchmark performance growth rather than real-world capability growth, as the same algorithmic scoring approach that produces 70-75% SWE-Bench success yields 0% production-ready output under holistic evaluation.
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### Additional Evidence (confirm)
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*Source: [[2026-03-26-aisle-openssl-zero-days]] | Added: 2026-03-26*
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*Source: 2026-03-26-aisle-openssl-zero-days | Added: 2026-03-26*
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METR's January 2026 evaluation of GPT-5 placed its autonomous replication and adaptation capability at 2h17m (50% time horizon), far below catastrophic risk thresholds. In the same month, AISLE (an AI system) autonomously discovered 12 OpenSSL CVEs including a 30-year-old bug through fully autonomous operation. This is direct evidence that formal pre-deployment evaluations are not capturing operational dangerous autonomy that is already deployed at commercial scale.
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### Additional Evidence (extend)
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*Source: [[2026-03-26-metr-algorithmic-vs-holistic-evaluation]] | Added: 2026-03-26*
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*Source: 2026-03-26-metr-algorithmic-vs-holistic-evaluation | Added: 2026-03-26*
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METR's August 2025 research update provides specific quantification of the evaluation reliability problem: algorithmic scoring overstates capability by 2-3x (38% algorithmic success vs 0% holistic success for Claude 3.7 Sonnet on software tasks), and HCAST benchmark version instability of ~50% between annual versions means even the measurement instrument itself is unstable. METR explicitly acknowledges their own evaluations 'may substantially overestimate' real-world capability.
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### Additional Evidence (extend)
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*Source: [[2026-03-26-anthropic-activating-asl3-protections]] | Added: 2026-03-26*
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Anthropic explicitly acknowledged that 'dangerous capability evaluations of AI models are inherently challenging, and as models approach our thresholds of concern, it takes longer to determine their status.' This is a frontier lab publicly stating that evaluation reliability degrades precisely when it matters most—near capability thresholds. The ASL-3 activation was triggered by this evaluation uncertainty rather than confirmed capability, suggesting governance frameworks are adapting to evaluation unreliability rather than solving it.
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@ -0,0 +1,37 @@
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{
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"rejected_claims": [
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{
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"filename": "precautionary-ai-governance-triggers-protection-escalation-when-capability-evaluation-becomes-unreliable.md",
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"issues": [
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"missing_attribution_extractor"
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]
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},
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{
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"filename": "ai-safety-commitments-lack-independent-verification-creating-self-referential-accountability-that-cannot-detect-motivated-reasoning.md",
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"issues": [
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"missing_attribution_extractor"
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]
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}
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],
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"validation_stats": {
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"total": 2,
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"kept": 0,
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"fixed": 7,
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"rejected": 2,
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"fixes_applied": [
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"precautionary-ai-governance-triggers-protection-escalation-when-capability-evaluation-becomes-unreliable.md:set_created:2026-03-26",
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"precautionary-ai-governance-triggers-protection-escalation-when-capability-evaluation-becomes-unreliable.md:stripped_wiki_link:voluntary-safety-pledges-cannot-survive-competitive-pressure",
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"precautionary-ai-governance-triggers-protection-escalation-when-capability-evaluation-becomes-unreliable.md:stripped_wiki_link:safe-AI-development-requires-building-alignment-mechanisms-b",
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"ai-safety-commitments-lack-independent-verification-creating-self-referential-accountability-that-cannot-detect-motivated-reasoning.md:set_created:2026-03-26",
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"ai-safety-commitments-lack-independent-verification-creating-self-referential-accountability-that-cannot-detect-motivated-reasoning.md:stripped_wiki_link:voluntary-safety-pledges-cannot-survive-competitive-pressure",
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"ai-safety-commitments-lack-independent-verification-creating-self-referential-accountability-that-cannot-detect-motivated-reasoning.md:stripped_wiki_link:Anthropics-RSP-rollback-under-commercial-pressure-is-the-fir",
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"ai-safety-commitments-lack-independent-verification-creating-self-referential-accountability-that-cannot-detect-motivated-reasoning.md:stripped_wiki_link:AI-transparency-is-declining-not-improving-because-Stanford-"
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],
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"rejections": [
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"precautionary-ai-governance-triggers-protection-escalation-when-capability-evaluation-becomes-unreliable.md:missing_attribution_extractor",
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"ai-safety-commitments-lack-independent-verification-creating-self-referential-accountability-that-cannot-detect-motivated-reasoning.md:missing_attribution_extractor"
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]
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},
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"model": "anthropic/claude-sonnet-4.5",
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"date": "2026-03-26"
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}
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@ -7,9 +7,13 @@ date: 2025-05-01
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domain: ai-alignment
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secondary_domains: []
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format: blog
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status: unprocessed
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status: enrichment
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priority: high
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tags: [ASL-3, precautionary-governance, CBRN, capability-thresholds, RSP, measurement-uncertainty, safety-cases]
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processed_by: theseus
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processed_date: 2026-03-26
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enrichments_applied: ["pre-deployment-AI-evaluations-do-not-predict-real-world-risk-creating-institutional-governance-built-on-unreliable-foundations.md"]
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extraction_model: "anthropic/claude-sonnet-4.5"
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---
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## Content
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@ -49,3 +53,11 @@ ASL-3 protections were narrowly scoped: preventing assistance with extended, end
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PRIMARY CONNECTION: [[voluntary safety pledges cannot survive competitive pressure because unilateral commitments are structurally punished when competitors advance without equivalent constraints]]
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WHY ARCHIVED: First documented precautionary capability threshold activation — governance acting before measurement confirmation rather than after
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EXTRACTION HINT: Focus on the *logic* of precautionary activation (uncertainty triggers more caution) as the claim, not just the CBRN specifics — the governance principle generalizes
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## Key Facts
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- Claude Opus 4 was the first Claude model that could not be positively confirmed as below ASL-3 thresholds
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- ASL-3 protections were narrowly scoped to prevent assistance with extended end-to-end CBRN workflows
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- Claude Sonnet 3.7 showed measurable participant uplift on CBRN weapon acquisition tasks compared to standard internet resources
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- Virology Capabilities Test performance had been steadily increasing over time across Claude model generations
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- Anthropic's RSP explicitly permits deployment under a higher standard than confirmed necessary
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