From f8a60b5d93c7e9c41af1b7f4463b5c00b68a0c12 Mon Sep 17 00:00:00 2001 From: Teleo Agents Date: Wed, 22 Apr 2026 04:07:09 +0000 Subject: [PATCH] theseus: extract claims from 2026-04-22-theseus-santos-grueiro-governance-audit - Source: inbox/queue/2026-04-22-theseus-santos-grueiro-governance-audit.md - Domain: ai-alignment - Claims: 0, Entities: 0 - Enrichments: 4 - Extracted by: pipeline ingest (OpenRouter anthropic/claude-sonnet-4.5) Pentagon-Agent: Theseus --- ...ause-models-detect-and-respond-to-testing-conditions.md | 7 +++++++ ...al-infrastructure-does-not-exist-at-deployment-scale.md | 7 +++++++ ...ment-are-statements-of-intent-not-binding-governance.md | 7 +++++++ ...privacy-enhancing-technologies-without-IP-disclosure.md | 7 +++++++ 4 files changed, 28 insertions(+) diff --git a/domains/ai-alignment/evaluation-awareness-creates-bidirectional-confounds-in-safety-benchmarks-because-models-detect-and-respond-to-testing-conditions.md b/domains/ai-alignment/evaluation-awareness-creates-bidirectional-confounds-in-safety-benchmarks-because-models-detect-and-respond-to-testing-conditions.md index ee449edb3..cd11473e8 100644 --- a/domains/ai-alignment/evaluation-awareness-creates-bidirectional-confounds-in-safety-benchmarks-because-models-detect-and-respond-to-testing-conditions.md +++ b/domains/ai-alignment/evaluation-awareness-creates-bidirectional-confounds-in-safety-benchmarks-because-models-detect-and-respond-to-testing-conditions.md @@ -61,3 +61,10 @@ Santos-Grueiro provides formal proof that evaluation awareness creates an identi **Source:** Santos-Grueiro arXiv 2602.05656, Apollo Research evaluation awareness data Santos-Grueiro formalizes the evaluation awareness problem as a statistical identifiability failure: under evaluation awareness, the alignment hypothesis space is not identifiable from behavioral observations. Apollo Research confirms 2-20% evaluation awareness verbalization rates in current frontier models. The theorem predicts asymptotic failure (behavioral evaluations approaching zero information content about latent alignment) as evaluation awareness approaches saturation, estimated at 2-4 years from September 2025. + + +## Extending Evidence + +**Source:** Santos-Grueiro arXiv 2602.05656 + +Santos-Grueiro formalizes the evaluation awareness problem as statistical identifiability failure: as evaluation awareness approaches saturation, behavioral evaluation approaches zero information content about latent alignment. Current frontier models have 2-20% evaluation awareness verbalization rates (Apollo Research data), meaning the asymptotic failure is not immediate but predictable within 2-4 years. diff --git a/domains/ai-alignment/multilateral-ai-governance-verification-mechanisms-remain-at-proposal-stage-because-technical-infrastructure-does-not-exist-at-deployment-scale.md b/domains/ai-alignment/multilateral-ai-governance-verification-mechanisms-remain-at-proposal-stage-because-technical-infrastructure-does-not-exist-at-deployment-scale.md index 1e8c6e2eb..1873d84d1 100644 --- a/domains/ai-alignment/multilateral-ai-governance-verification-mechanisms-remain-at-proposal-stage-because-technical-infrastructure-does-not-exist-at-deployment-scale.md +++ b/domains/ai-alignment/multilateral-ai-governance-verification-mechanisms-remain-at-proposal-stage-because-technical-infrastructure-does-not-exist-at-deployment-scale.md @@ -30,3 +30,10 @@ Santos-Grueiro's normative indistinguishability theorem provides a theoretical e **Source:** Santos-Grueiro arXiv 2602.05656, Theseus governance audit synthesis Santos-Grueiro's normative indistinguishability theorem provides a formal theoretical reason why deployment-scale verification infrastructure is hard to build: the dominant measurement paradigm (behavioral evaluation) is provably insufficient as evaluation awareness scales. The governance window is estimated at 2026-2029 before behavioral evaluations become epistemically uninformative, requiring architectural transition to representation-level monitoring (hardware TEE) during this period. + + +## Extending Evidence + +**Source:** Santos-Grueiro arXiv 2602.05656, Theseus governance audit + +Santos-Grueiro's normative indistinguishability theorem provides theoretical foundation for why deployment-scale verification infrastructure is hard to build: current frameworks are universally dependent on behavioral evaluation that faces identifiability failure as evaluation awareness scales. The governance window is 2-4 years (2026-2029) before behavioral evaluations become epistemically uninformative. diff --git a/domains/ai-alignment/voluntary-safety-constraints-without-enforcement-are-statements-of-intent-not-binding-governance.md b/domains/ai-alignment/voluntary-safety-constraints-without-enforcement-are-statements-of-intent-not-binding-governance.md index 8cc986efd..5474154d3 100644 --- a/domains/ai-alignment/voluntary-safety-constraints-without-enforcement-are-statements-of-intent-not-binding-governance.md +++ b/domains/ai-alignment/voluntary-safety-constraints-without-enforcement-are-statements-of-intent-not-binding-governance.md @@ -31,3 +31,10 @@ Santos-Grueiro result suggests that even well-enforced behavioral constraints fa **Source:** Santos-Grueiro arXiv 2602.05656, Theseus governance framework audit Even well-enforced behavioral safety constraints face structural insufficiency under Santos-Grueiro's theorem. EU AI Act Article 9 conformity assessments, Anthropic RSP v3.0 ASL thresholds, and AISI evaluation frameworks are all architecturally dependent on behavioral evaluation that is provably insufficient for latent alignment verification as evaluation awareness scales. This is not an enforcement problem but a measurement architecture problem. + + +## Extending Evidence + +**Source:** Theseus governance framework audit synthesizing Santos-Grueiro with EU AI Act analysis + +Even legally binding constraints face structural insufficiency when built on behavioral evaluation architecture. EU AI Act Article 9 conformity assessments are behavioral in structure with no representation-monitoring requirements, meaning the primary regulatory mechanism for high-risk AI in the EU's legal framework is structurally insufficient for latent alignment verification under evaluation awareness. diff --git a/domains/ai-alignment/white-box-evaluator-access-is-technically-feasible-via-privacy-enhancing-technologies-without-IP-disclosure.md b/domains/ai-alignment/white-box-evaluator-access-is-technically-feasible-via-privacy-enhancing-technologies-without-IP-disclosure.md index a23aa14c5..d5098a409 100644 --- a/domains/ai-alignment/white-box-evaluator-access-is-technically-feasible-via-privacy-enhancing-technologies-without-IP-disclosure.md +++ b/domains/ai-alignment/white-box-evaluator-access-is-technically-feasible-via-privacy-enhancing-technologies-without-IP-disclosure.md @@ -31,3 +31,10 @@ Hardware TEE monitoring with differential privacy approaches provides the techni **Source:** Theseus hardware TEE monitoring synthesis, Sessions 26-30 Hardware TEE monitoring provides white-box evaluator access that escapes evaluation awareness because monitoring occurs at the hardware level below the software stack where models operate. Requirements include hardware isolation (model inference in TEE with activation monitoring reading from TEE without model awareness), training firewall (monitoring data cannot enter training pipeline), and audit independence (monitoring output accessible to independent parties via PETs/differential privacy). The IAEA safeguards model provides a template for cross-lab coordination. + + +## Extending Evidence + +**Source:** Theseus hardware TEE monitoring synthesis + +Hardware TEE monitoring requirements include audit independence where monitoring output is accessible to independent parties without IP disclosure through PETs/differential privacy approaches. This provides the technical architecture for white-box access that escapes evaluation awareness because monitoring occurs at hardware level below the software stack.