teleo-codex/domains/ai-alignment/single-reward-rlhf-cannot-align-models-with-diverse-human-preferences.md
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type claim_type confidence tags source
claim empirical experimental
ai-alignment
rlhf
preference-diversity
social-choice
2024-02-00-chakraborty-maxmin-rlhf

Single-reward RLHF cannot align models with diverse human preferences.

Chakraborty et al. (2024) provide strong empirical evidence that standard RLHF with a single reward model trained on aggregated preferences systematically fails when human preferences are diverse. Their experiments on GPT-2 and Tulu2-7B demonstrate that:

  1. Empirical demonstration of alignment failure: When preferences diverge across groups, single-reward RLHF optimizes for the majority preference at the expense of minority groups, creating what they term "alignment disparity."

  2. Tulu2-7B experiments: On a two-group preference dataset, single-reward RLHF achieved 70.4% win rate for the majority group but only 42% for the minority group—worse than random.

  3. GPT-2 qualitative analysis: In creative writing tasks with different stylistic preferences, the single reward model collapsed diverse preferences into a single mode.

This empirical finding challenges the assumption that aggregating preferences into a single reward signal preserves alignment across diverse populations. The evidence suggests this is a fundamental limitation of the single-reward approach rather than a tuning issue.

Scale limitations: These results are from models 1-2 orders of magnitude smaller than frontier models (GPT-4, Claude-3). Alignment tax and preference aggregation challenges may behave differently at larger scales.

Related: maxmin-rlhf-applies-egalitarian-social-choice-to-alignment-by-maximizing-minimum-group-utility, universal alignment is mathematically impossible because Arrows impossibility theorem applies to aggregating diverse human preferences into a single coherent objective